Ruosi Wang

王若思
CE No. BMT472 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruosi Wang (王若思), a licensed former licensee with CE reference BMT472. This person has 5.6 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
Splentide Capital Limited
錦泓資本有限公司
Rep Type 1 - Dealing in securities 2022-03-23 2024-01-03
Splentide Capital Limited
錦泓資本有限公司
Rep Type 4 - Advising on securities 2022-02-18 2024-01-03
Splentide Capital Limited
錦泓資本有限公司
Rep Type 9 - Asset management 2022-02-18 2024-01-03
CreditEase Wealth Management (HK) Limited
宜信財富管理(香港)有限公司
Rep Type 4 - Advising on securities 2021-04-12 2022-01-29
CreditEase Wealth Management (HK) Limited
宜信財富管理(香港)有限公司
Rep Type 9 - Asset management 2021-04-12 2022-01-29
Yue Xiu Asset Management Limited
越秀資產管理有限公司
Rep Type 4 - Advising on securities 2018-04-18 2021-03-12
Yue Xiu Asset Management Limited
越秀資產管理有限公司
Rep Type 9 - Asset management 2018-04-18 2021-03-12

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ruosi Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Gangfu Peng Yue Xiu Asset Management Limited 2018–2021
Lu Jin Yue Xiu Asset Management Limited 2018–2021
Mengbo Zheng Yue Xiu Asset Management Limited 2018–2021
Nan Jiang Yue Xiu Asset Management Limited 2018–2021
Nan Fang Yue Xiu Asset Management Limited 2018–2021
Jian Luo Yue Xiu Asset Management Limited 2018–2021
Qi Song Yue Xiu Asset Management Limited 2018–2020
Ya-Hui Hsieh Splentide Capital Limited 2022–2024
Zongyi Li Splentide Capital Limited 2022–2024
Sheng Zhang Splentide Capital Limited 2022–2024
Sai Wa Cheng Splentide Capital Limited 2022–2024
Yik Ngai Li Splentide Capital Limited 2022–2024
Haobiao Peng Yue Xiu Asset Management Limited 2018–2020
Lei Yang Yue Xiu Asset Management Limited 2018–2020
Juan Du Splentide Capital Limited 2022–2023
Yingyu Gao Splentide Capital Limited 2022–2024
Wing Sze Chan Splentide Capital Limited 2022–2024
Yuxuan Wang Splentide Capital Limited 2022–2024
Wai Sum Yeung Splentide Capital Limited 2022–2024
Ho Wan Chan Yue Xiu Asset Management Limited 2018–2019

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