Karen Kin Kwan Lau
劉建軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kin Kwan Lau (劉建軍), a licensed former licensee with CE reference AXH328. This person has 6.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-07 | 2018-05-01 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-01-07 | 2018-05-01 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-01-07 | 2018-05-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-20 | 2012-11-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-20 | 2012-11-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-18 | 2012-11-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-18 | 2012-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Kin Kwan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bryan Pui Yuen Wong | Guotai Junan FX Limited | 2013–2018 |
| Lu Lu | Guotai Junan FX Limited | 2013–2018 |
| Calvin Tak Man Chan | Guotai Junan FX Limited | 2013–2018 |
| Yingying Chen | Guotai Junan FX Limited | 2013–2018 |
| Mei Lau | Guotai Junan FX Limited | 2013–2018 |
| Gang Wang | Guotai Junan FX Limited | 2013–2018 |
| Hongjian Wu | Guotai Junan FX Limited | 2013–2018 |
| Qiong Wu | Guotai Junan FX Limited | 2013–2018 |
| Daisy Wing Yi Yu | Guotai Junan FX Limited | 2013–2018 |
| Chun Yu Fung | Guotai Junan FX Limited | 2013–2018 |
| Chi Wai Fan | Guotai Junan FX Limited | 2013–2018 |
| Weicheng Luo | Guotai Junan FX Limited | 2013–2018 |
| Man Tik Chan | Guotai Junan FX Limited | 2013–2018 |
| Andrew Wai Cheong Chan | Guotai Junan FX Limited | 2013–2017 |
| Wai Kwong Tsoi | Guotai Junan FX Limited | 2013–2018 |
| Tze Fung Yeung | Guotai Junan FX Limited | 2013–2018 |
| Kin Chung Hon | Guotai Junan FX Limited | 2013–2018 |
| Tat Hung Lam | Guotai Junan FX Limited | 2013–2018 |
| Benedict Chun Yin Lee | Guotai Junan FX Limited | 2013–2018 |
| Kei Chi Ng | Guotai Junan FX Limited | 2013–2018 |