Tian Shi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Shi (時天), a licensed Responsible Officer with CE reference AXH325. Currently licensed at 2 firm(s): CSC Securities (HK) Limited, CSC Futures (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 10.4 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2025-04-14 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-07-09 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-07-09 | present |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-02-06 | present |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-02-06 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-01-15 | present |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-09 | present |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-08-09 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 9 - Asset management | 2024-08-29 | 2025-04-14 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-29 | 2023-08-09 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-03-29 | 2023-08-09 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-11-28 | 2019-04-12 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-10 | 2019-04-12 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-02 | 2019-04-12 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-02 | 2017-11-28 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-14 | 2015-04-23 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-19 | 2015-04-23 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-20 | 2013-03-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tian Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.