Chau Ming Tse
謝秋銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Ming Tse (謝秋銘), a licensed former licensee with CE reference AVR835. This person has 11.3 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-12-02 | 2022-01-17 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-10 | 2022-01-17 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-10 | 2022-01-17 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-10-10 | 2022-01-17 |
| Bear Bright Limited 曜熊有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-25 | 2019-09-11 |
| Bear Bright Limited 曜熊有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-25 | 2019-09-11 |
| Bear Bright Limited 曜熊有限公司 |
Rep | Type 9 - Asset management | 2018-07-25 | 2019-09-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-29 | 2018-07-13 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-08-29 | 2018-07-13 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-23 | 2018-07-13 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-23 | 2018-07-13 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-15 | 2016-05-08 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-13 | 2016-05-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chau Ming Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.