Yaohua Lian
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yaohua Lian (連瑤華), a licensed Responsible Officer with CE reference AWY698. Currently licensed at 1 firm(s): EM Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-24 | present |
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 4 - Advising on securities | 2022-08-24 | present |
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 9 - Asset management | 2022-08-24 | present |
| C&F Asset Management HK Limited | RO | Type 4 - Advising on securities | 2017-10-19 | 2021-11-25 |
| C&F Asset Management HK Limited | RO | Type 9 - Asset management | 2017-10-19 | 2021-11-25 |
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 - Asset management | 2011-03-14 | 2017-10-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yaohua Lian during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.