Andrew D Goodwin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew D Goodwin, a licensed former licensee with CE reference ASJ618. This person has 11.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 - Asset management | 2014-11-20 | 2021-03-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-06-23 | 2013-03-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-29 | 2014-09-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-29 | 2014-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew D Goodwin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.