Andrew D Goodwin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew D Goodwin ( ), a licensed former licensee with CE reference ASJ618. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nine Masts Capital Limited 天元資本有限公司 |
Rep | Type 9 — Asset management | 2014-11-20 | 2021-03-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-06-23 | 2013-03-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-29 | 2014-09-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-29 | 2014-09-04 |