Wai Yip Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yip Lee (李偉業), a licensed Responsible Officer with CE reference AWX944. Currently licensed at 1 firm(s): COFCO Futures (International) Co., Limited . Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 14.9 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| COFCO Futures (International) Co., Limited 中糧期貨(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2023-07-31 | present |
| COFCO Futures (International) Co., Limited 中糧期貨(國際)有限公司 |
RO | Type 4 - Advising on securities | 2023-07-31 | present |
| COFCO Futures (International) Co., Limited 中糧期貨(國際)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-11-27 | 2025-05-12 |
| COFCO Futures (International) Co., Limited 中糧期貨(國際)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-11-27 | 2025-05-12 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-11-12 | 2023-04-28 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-15 | 2023-04-28 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 4 - Advising on securities | 2020-04-15 | 2023-04-28 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 9 - Asset management | 2020-04-15 | 2023-04-28 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-09 | 2020-04-15 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-09 | 2020-04-15 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 9 - Asset management | 2020-01-09 | 2020-04-15 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 4 - Advising on securities | 2019-06-28 | 2019-12-20 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 9 - Asset management | 2019-06-28 | 2019-12-20 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-01 | 2019-12-20 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-16 | 2019-02-01 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-26 | 2018-12-01 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-08 | 2018-12-01 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-24 | 2018-12-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-08 | 2012-03-22 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-08 | 2012-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yip Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.