Yawen Liu
劉雅雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yawen Liu (劉雅雯), a licensed Responsible Officer with CE reference AVY117. Currently licensed at 1 firm(s): Blue Water Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.4 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Water Capital Management Limited | RO | Type 4 - Advising on securities | 2026-04-24 | present |
| Blue Water Capital Management Limited | RO | Type 9 - Asset management | 2026-04-24 | present |
| Blue Water Capital Management Limited | Rep | Type 4 - Advising on securities | 2026-04-23 | 2026-04-24 |
| Blue Water Capital Management Limited | Rep | Type 9 - Asset management | 2026-04-23 | 2026-04-24 |
| Sectoral Asset Management Limited | RO | Type 1 - Dealing in securities | 2022-08-12 | 2025-02-28 |
| Sectoral Asset Management Limited | RO | Type 4 - Advising on securities | 2022-08-12 | 2025-02-28 |
| Sectoral Asset Management Limited | RO | Type 9 - Asset management | 2022-08-12 | 2025-02-28 |
| Sectoral Asset Management Limited | Rep | Type 1 - Dealing in securities | 2021-10-08 | 2022-08-12 |
| Sectoral Asset Management Limited | Rep | Type 4 - Advising on securities | 2021-10-08 | 2022-08-12 |
| Sectoral Asset Management Limited | Rep | Type 9 - Asset management | 2021-10-08 | 2022-08-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-11-17 | 2021-06-17 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-11-17 | 2021-06-17 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-11-17 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-09-27 | 2021-06-17 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-09-27 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-09-27 | 2021-06-17 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-09-27 | 2011-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yawen Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.