David Yin Hei Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Yin Hei Li (李衍熹), a licensed Representative with CE reference AVT129. Currently licensed at 1 firm(s): Franklin Templeton Investments (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 12.7 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-20 | present |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2022-07-20 | present |
| Pinerion Investment Advisory Limited 鼎安投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2017-06-26 | 2021-09-30 |
| Pinerion Asset Management Limited 鼎安資產管理有限公司 |
RO | Type 9 - Asset management | 2016-04-19 | 2021-09-06 |
| Polymathy Capital Limited 博今資本有限公司 |
RO | Type 9 - Asset management | 2016-01-07 | 2016-03-11 |
| Polymathy Capital Limited 博今資本有限公司 |
Rep | Type 9 - Asset management | 2015-09-23 | 2016-01-07 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2013-06-07 | 2015-05-29 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-07 | 2015-05-29 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2013-06-07 | 2015-05-29 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-06-07 | 2015-05-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2011-05-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-23 | 2011-05-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2010-08-23 | 2011-05-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-23 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-08-23 | 2011-05-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2010-08-23 | 2010-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Yin Hei Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.