Lijuan Chen
陳利娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lijuan Chen (陳利娟), a licensed Representative with CE reference AVL498. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 7 - Providing automated trading services. This person has 15.6 years of SFC licence history. Total licence records on file: 9.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-10-04 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-10-04 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2011-10-04 | 2016-12-18 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-11 | 2011-05-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-07 | 2011-05-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-07 | 2011-05-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-07-07 | 2011-05-06 |