Yao Xie
謝曜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao Xie (謝曜), a licensed former licensee with CE reference AVD141. This person has 1.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-10 | 2011-09-30 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-06-10 | 2011-09-30 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Yao Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.