Ying Kin Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Kin Lee (李英健), a licensed Representative with CE reference AUO103. Currently licensed at 2 firm(s): South China Securities Limited, South China Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 15.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2026-05-04 | present |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-05-04 | present |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-19 | 2026-03-16 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-08-19 | 2026-03-16 |
| Equities First Holdings Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-08-07 | 2024-06-19 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-09-02 | 2023-07-15 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-21 | 2023-07-15 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-21 | 2022-09-02 |
| Mason Global Capital Limited 茂宸環球資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-05 | 2018-09-05 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-09 | 2018-09-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-08 | 2016-01-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-08-08 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-08 | 2016-01-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-25 | 2011-07-29 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-02-25 | 2011-07-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Kin Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.