Man Fung Chan
陳文鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Fung Chan (陳文鋒), a licensed former licensee with CE reference AUE707. This person has 13.5 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sorrento Securities Limited 擎天證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-31 | 2025-08-08 |
| Sorrento Capital Limited 擎天資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-07-31 | 2025-08-08 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-03 | 2022-06-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-26 | 2022-06-30 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-26 | 2022-06-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-14 | 2013-03-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-14 | 2013-03-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-14 | 2013-03-15 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-03 | 2013-03-15 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-02 | 2013-03-15 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-02 | 2013-03-15 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-09 | 2010-11-04 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-09 | 2010-11-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Fung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.