Arnold Cheong Yip Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arnold Cheong Yip Chan (陳昌業), a licensed Responsible Officer with CE reference AUB084. Currently licensed at 1 firm(s): Stockwell Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 16.7 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-15 | 2022-06-30 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-04-06 | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-12 | 2019-01-15 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-29 | 2017-04-06 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-04 | 2011-12-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Arnold Cheong Yip Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.