Beichen Mao
毛北辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Beichen Mao (毛北辰), a licensed Responsible Officer with CE reference ATS704. Currently licensed at 1 firm(s): Kang Sheng Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 3.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kang Sheng Asset Management Limited | RO | Type 9 - Asset management | 2026-02-10 | present |
| CMC Capital Advisors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2023-11-14 | 2025-03-06 |
| CMC Capital Advisors (Hong Kong) Limited | RO | Type 9 - Asset management | 2023-11-14 | 2025-03-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-03-23 | 2011-08-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-03-23 | 2011-08-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-03-23 | 2011-08-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-03-23 | 2011-08-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-03-23 | 2011-08-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-03-23 | 2011-08-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-16 | 2009-12-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-09-16 | 2009-12-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-16 | 2009-12-31 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Beichen Mao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wei Choy Lee | CMC Capital Advisors (Hong Kong) Limited | 2023–2025 |
| Cheuk Chi Tsui | Kang Sheng Asset Management Limited | 2026–present |
| Xiaoli Gu | CMC Capital Advisors (Hong Kong) Limited | 2025 |
| Yufei Chen | Kang Sheng Asset Management Limited | 2026–present |