Hung Ping Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Ping Chan (陳鴻平), a licensed Responsible Officer with CE reference ATG911. Currently licensed at 1 firm(s): Innov Harbor Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-10-06 | present |
| Innov Harbor Asset Management Limited 新灣資產管理有限公司 |
RO | Type 9 - Asset management | 2025-10-06 | present |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-22 | 2025-06-13 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-22 | 2025-06-13 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 9 - Asset management | 2024-03-22 | 2025-06-13 |
| China Post & Capital Global Asset Management Limited 中郵創業國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-10-03 | 2024-02-29 |
| ExaByte Capital Management (HK) Limited 大數資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-04-03 | 2016-08-30 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-07 | 2014-03-25 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-01-07 | 2014-03-25 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-12-28 | 2013-06-20 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-30 | 2011-12-10 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-30 | 2011-12-10 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-27 | 2011-09-22 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-17 | 2009-09-14 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2009-07-17 | 2009-09-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hung Ping Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.