Kwan Ho Lau
劉君豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ho Lau (劉君豪), a licensed former licensee with CE reference ALB117. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Primas Asset Management Limited 博領資產管理有限公司 |
RO | Type 9 — Asset management | 2018-05-29 | 2019-01-15 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-04 | 2017-05-02 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-04 | 2017-05-02 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-08 | 2015-03-27 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-10-08 | 2015-03-27 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-05-25 | 2014-09-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2005-12-23 | 2009-02-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-03 | 2009-02-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-08-03 | 2009-02-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-08-03 | 2009-02-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2004-08-03 | 2009-02-13 |