Oliver Giles Spensley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oliver Giles Spensley, a licensed Representative with CE reference ASW652. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 15.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-08 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-07-08 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-24 | 2020-08-25 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2019-09-24 | 2020-08-25 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-02 | 2020-08-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-22 | 2019-09-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-22 | 2019-09-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-10 | 2014-09-20 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-10 | 2014-09-20 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-12-10 | 2014-09-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-06 | 2012-12-09 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-09-06 | 2012-12-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-06 | 2012-12-09 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-06 | 2012-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-30 | 2010-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Oliver Giles Spensley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.