Sylvain Henri Pierre Nicolay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sylvain Henri Pierre Nicolay, a licensed Responsible Officer with CE reference ASQ142. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 17.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-16 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-12-16 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | 2019-12-16 | 2020-05-14 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-12 | 2019-12-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-12 | 2019-12-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2014-09-12 | 2019-12-16 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-03-04 | 2014-06-18 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2009-03-25 | 2014-06-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sylvain Henri Pierre Nicolay during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.