Xiao Ma
馬驍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Ma (馬驍), a licensed former licensee with CE reference ASP710. This person has 4.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2022-12-15 | 2023-07-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2019-11-14 | 2023-07-27 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-14 | 2023-07-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2019-11-14 | 2023-07-27 |
| M3 Capital Partners (HK) Limited | Rep | Type 1 - Dealing in securities | 2009-04-17 | 2010-02-12 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bernhard Karas | M3 Capital Partners (HK) Limited | 2009–2010 |
| Daniel Scott Krefman | M3 Capital Partners (HK) Limited | 2009–2010 |
| Christopher James Vallace | M3 Capital Partners (HK) Limited | 2009–2010 |
| Yong Wang | M3 Capital Partners (HK) Limited | 2009–2010 |
| Rory Alan Hardick | M3 Capital Partners (HK) Limited | 2009 |