Rory Alan Hardick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rory Alan Hardick, a licensed former licensee with CE reference ARI526. This person has 0.9 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M3 Capital Partners (HK) Limited | RO | Type 1 - Dealing in securities | 2008-10-17 | 2009-09-21 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Rory Alan Hardick during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Daniel Scott Krefman | M3 Capital Partners (HK) Limited | 2008–2009 |
| Christopher James Vallace | M3 Capital Partners (HK) Limited | 2008–2009 |
| Yong Wang | M3 Capital Partners (HK) Limited | 2008–2009 |
| Xiao Ma | M3 Capital Partners (HK) Limited | 2009 |
| Ranran Dong | M3 Capital Partners (HK) Limited | 2008–2009 |
| Bernhard Karas | M3 Capital Partners (HK) Limited | 2009 |
| Sean Paul Zasche | M3 Capital Partners (HK) Limited | 2008–2009 |