Bernhard Karas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernhard Karas ( ), a licensed former licensee with CE reference ASW620. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-27 | 2020-06-26 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-27 | 2020-06-26 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-21 | 2019-04-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-21 | 2019-04-30 |
| M3 Capital Partners (HK) Limited | RO | Type 1 — Dealing in securities | 2009-05-29 | 2011-01-01 |