Ho Wa Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Wa Tan (陳灝樺), a licensed Representative with CE reference ASF706. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 14.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-10 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-10 | present |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-07 | 2014-08-31 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-04-07 | 2014-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-06-21 | 2011-11-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-06-21 | 2011-11-16 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-06-21 | 2011-11-16 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-12 | 2011-04-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-12 | 2011-04-18 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Wa Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.