Lok Tin So
蘇樂天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Tin So (蘇樂天), a licensed former licensee with CE reference ASD198. This person has 6.0 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-29 | 2015-01-14 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-29 | 2015-01-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-05 | 2013-04-19 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-05 | 2013-04-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Tin So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.