Xiao Hu
胡曉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Hu (胡曉), a licensed Responsible Officer with CE reference ARM291. Currently licensed at 1 firm(s): FirstLight Capital HK Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.1 years of SFC licence history. Total licence records on file: 17.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FirstLight Capital HK Limited 晨壹投資管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2025-12-10 | present |
| FirstLight Capital HK Limited 晨壹投資管理（香港）有限公司 |
RO | Type 9 - Asset management | 2025-12-10 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2015-11-03 | 2017-03-03 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2015-11-03 | 2017-03-03 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2015-11-03 | 2017-03-03 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2015-11-03 | 2017-03-03 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2015-11-03 | 2017-03-03 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2015-11-03 | 2017-03-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-07-30 | 2015-11-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-07-30 | 2015-11-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-07-30 | 2015-11-03 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2012-07-30 | 2015-11-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2012-07-30 | 2015-11-03 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2012-07-30 | 2015-11-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-11 | 2012-06-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2008-08-11 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-11 | 2012-06-22 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Hu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hai Chi | FirstLight Capital HK Limited | 2025–present |
| Yang Yang | FirstLight Capital HK Limited | 2025–present |