Yi Shen

沈懿
CE No. ARJ501 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Shen (沈懿), a licensed former licensee with CE reference ARJ501. This person has 15.0 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
BOCI Asia Limited
中銀國際亞洲有限公司
Rep Type 6 - Advising on corporate finance 2009-10-27 2023-09-19
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
Rep Type 4 - Advising on securities 2009-04-20 2009-09-16
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
Rep Type 9 - Asset management 2009-04-20 2009-09-16
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
Rep Type 1 - Dealing in securities 2008-07-25 2009-09-16
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 4 - Advising on securities 2008-07-25 2009-09-16
JPMorgan Asset Management (Asia Pacific) Limited Rep Type 9 - Asset management 2008-07-25 2009-09-16

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Xiaolu Chen BOCI Asia Limited 2009–2023
Meng Hua Ng BOCI Asia Limited 2009–2019
Michael Man Cheong Cheng BOCI Asia Limited 2009–2023
Yiu Kei Leung BOCI Asia Limited 2009–2023
Pauline Wai Wah Lee BOCI Asia Limited 2009–2023
Tong Li BOCI Asia Limited 2009–2023
Kin Man Lee BOCI Asia Limited 2009–2023
Michael Sin Yue Mak BOCI Asia Limited 2009–2023
Yuying Weng BOCI Asia Limited 2009–2023
Zhen Zhang BOCI Asia Limited 2009–2023
Shuai Guo BOCI Asia Limited 2012–2021
Wai Yee Cammy Lam BOCI Asia Limited 2010–2023
Rowena See Wai Ng BOCI Asia Limited 2009–2023
Mario Altenburger BOCI Asia Limited 2010–2023
Shan Hock Liew BOCI Asia Limited 2010–2023
Ho Chi Sit BOCI Asia Limited 2011–2023
William Wai Tak Tong BOCI Asia Limited 2009–2018
Lawrence Cho Ming Lau BOCI Asia Limited 2011–2023
Zhongjing Ruan BOCI Asia Limited 2011–2023
Xinwei Xu BOCI Asia Limited 2011–2023

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