Qian Li
酈千
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian Li (酈千), a licensed former licensee with CE reference ARI666. This person has 8.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-04 | 2021-08-02 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-04 | 2021-08-02 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-04 | 2021-08-02 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-05-04 | 2021-08-02 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-05-04 | 2021-08-02 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2021-05-04 | 2021-08-02 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2017-11-01 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-06-30 | 2016-12-18 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-04-24 | 2015-04-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2011-06-09 | 2015-04-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-01-20 | 2015-04-25 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-09 | 2010-01-19 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-26 | 2009-05-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-16 | 2009-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qian Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.