Ka Kei Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kei Lam (林嘉麒), a licensed Responsible Officer with CE reference ARB594. Currently licensed at 1 firm(s): Metaverse Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 17.5 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-06-27 | present |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-06-30 | present |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 4 - Advising on securities | 2022-06-30 | present |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 9 - Asset management | 2022-06-30 | present |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-21 | 2022-06-30 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-21 | 2022-06-30 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 9 - Asset management | 2022-03-21 | 2022-06-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-25 | 2022-02-15 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-08-25 | 2022-02-15 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 - Asset management | 2021-08-25 | 2022-02-15 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-07-11 | 2021-06-30 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
RO | Type 9 - Asset management | 2017-07-11 | 2021-06-30 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-07-25 | 2017-04-21 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 9 - Asset management | 2016-07-25 | 2017-04-21 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-17 | 2017-04-21 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-31 | 2015-09-04 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-02-17 | 2015-09-04 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-07 | 2015-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Kei Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.