Philippe Marc Spielhofer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe Marc Spielhofer, a licensed former licensee with CE reference AQL674. This person has 7.4 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2015-09-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-05-17 | 2015-09-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-05-17 | 2015-09-01 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-17 | 2015-09-01 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-17 | 2015-09-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-05-17 | 2015-09-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-05-17 | 2015-09-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-05-17 | 2015-09-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-23 | 2011-03-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-23 | 2011-03-09 |
| Aberdeen International Investment Management Limited | Rep | Type 1 - Dealing in securities | 2008-02-04 | 2009-04-30 |
| Aberdeen International Investment Management Limited | Rep | Type 4 - Advising on securities | 2008-02-04 | 2009-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philippe Marc Spielhofer during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.