Amy Lok Yuen Chau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Lok Yuen Chau (周樂宛), a licensed Responsible Officer with CE reference AQF112. Currently licensed at 1 firm(s): Innovax Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.6 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Securities Limited 創陞證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-19 | present |
| Innovax Securities Limited 創陞證券有限公司 |
RO | Type 4 - Advising on securities | 2017-04-19 | present |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-07 | 2016-09-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-07 | 2016-09-01 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-07 | 2016-09-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-07 | 2016-09-01 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-02-07 | 2016-09-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-02-07 | 2016-09-01 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-30 | 2010-09-16 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-14 | 2010-09-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-26 | 2010-09-16 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-26 | 2010-05-15 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-04 | 2010-09-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Amy Lok Yuen Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.