Yi Luo
羅毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Luo (羅毅), a licensed Responsible Officer with CE reference AQE404. Currently licensed at 1 firm(s): Goldlink Capital (Corporate Finance) Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 15.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-11-24 | present |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-07-18 | 2020-01-16 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 9 - Asset management | 2019-07-18 | 2020-01-16 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-06-11 | 2021-09-07 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-02 | 2019-06-11 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-03-26 | 2019-02-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-05-08 | 2014-09-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-15 | 2013-01-04 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-30 | 2009-08-31 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-01-30 | 2009-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.