Lok Yi Wong
黃樂怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yi Wong (黃樂怡), a licensed former licensee with CE reference APP041. This person has 4.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2011-08-15 | 2012-07-12 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 - Asset management | 2008-07-15 | 2012-07-12 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-12-21 | 2012-07-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Yi Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.