Kara Kyung Wha Byun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kara Kyung Wha Byun, a licensed former licensee with CE reference APJ708. This person has 7.7 years of SFC licence history. Total licence records on file: 34.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-11-03 | 2025-12-03 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-11-03 | 2025-12-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-11-03 | 2025-12-03 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-11-03 | 2025-12-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-03-13 | 2025-05-22 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-03-13 | 2025-05-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-03-13 | 2025-05-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2025-03-13 | 2025-05-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-02-03 | 2025-02-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-02-03 | 2025-02-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-02-03 | 2025-02-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-02-03 | 2025-02-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-09-09 | 2024-09-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-09-09 | 2024-09-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-09-09 | 2024-09-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-09-09 | 2024-09-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-03-12 | 2024-07-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-03-12 | 2024-07-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2024-03-12 | 2024-07-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-10-26 | 2023-11-10 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-10-26 | 2023-11-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-10-26 | 2023-11-10 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-10-26 | 2023-11-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-05-22 | 2023-07-24 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-05-22 | 2023-07-24 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-05-22 | 2023-07-24 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-05-22 | 2023-07-24 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-10-06 | 2022-11-11 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-10-06 | 2022-11-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-10-06 | 2022-11-11 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-10-06 | 2022-11-11 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-25 | 2017-04-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-08-13 | 2008-02-23 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-13 | 2008-02-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kara Kyung Wha Byun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.