Chung Yin Fok

霍聰賢
CE No. APH488 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yin Fok (霍聰賢), a licensed Representative with CE reference APH488. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 19.3 years of SFC licence history. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2008-10-10 present
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-10-10 present
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2007-07-27 2008-09-29
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 1 - Dealing in securities 2007-07-27 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 - Dealing in futures contracts 2007-07-27 2008-09-29

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