Kwai Yim Koh
高貴艷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Yim Koh (高貴艷), a licensed Responsible Officer with CE reference APH097. Currently licensed at 1 firm(s): Opus Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 18.7 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Opus Capital Limited 創富融資有限公司 |
RO | Type 1 - Dealing in securities | 2025-07-31 | present |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-04-13 | present |
| UZen Securities Limited 眾宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-14 | 2024-11-15 |
| UZen Securities Limited 眾宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-24 | 2023-02-14 |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 1 - Dealing in securities | 2015-04-13 | 2022-12-10 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-02 | 2015-04-13 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-03-02 | 2015-04-13 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-02 | 2015-01-28 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-06-02 | 2015-01-28 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-28 | 2011-06-02 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-28 | 2011-06-02 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-01-08 | 2011-03-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-01-08 | 2011-03-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-01-08 | 2011-03-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-21 | 2008-01-08 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-21 | 2008-01-08 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-21 | 2008-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwai Yim Koh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.