Jiawei Wang
王佳瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiawei Wang (王佳瑋), a licensed Responsible Officer with CE reference APF036. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 16.3 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-04 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-03-04 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-03-04 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-22 | 2020-03-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-22 | 2020-03-04 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-02-22 | 2020-03-04 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-15 | 2017-12-11 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-01-15 | 2017-12-11 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-10 | 2013-04-12 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-10 | 2013-04-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-17 | 2012-08-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-17 | 2012-08-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-17 | 2012-08-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-07 | 2011-06-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-07 | 2011-06-27 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2010-12-07 | 2011-06-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-17 | 2010-11-12 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-08-10 | 2010-11-12 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-03 | 2009-02-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-03 | 2009-02-28 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-03 | 2009-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jiawei Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Arthur Cheng | BOCI Asia Limited | 2007–2009 |
| Chung Ho Man | BOCI Asia Limited | 2007–2009 |
| Andy To Chung Wai | BOCI Asia Limited | 2007–2009 |
| Victor Chi Wing Pang | BOCI Asia Limited | 2007–2009 |
| Jin Zhang | BOCI Asia Limited | 2007–2009 |
| Kin Ming Marcus Woo | BOCI Asia Limited | 2007–2009 |
| Sarah Lai Wong | BOCI Asia Limited | 2007–2009 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2007–2009 |
| Fang Bian | BOCI Asia Limited | 2007–2009 |
| Rong Lu | BOCI Asia Limited | 2007–2009 |
| Yiu Kei Leung | BOCI Asia Limited | 2007–2009 |
| Ka Man Leung | BOCI Asia Limited | 2007–2009 |
| Tong Li | BOCI Asia Limited | 2007–2009 |
| Chi Kin Mak | BOCI Asia Limited | 2007–2009 |
| Rowena See Wai Ng | BOCI Asia Limited | 2007–2009 |
| John Marshall Nicholson | BOCI Asia Limited | 2007–2009 |
| Alfred Hing Chung Pang | BOCI Asia Limited | 2007–2009 |
| Peter Chai Man Sham | BOCI Asia Limited | 2007–2009 |
| Songjun Tan | BOCI Asia Limited | 2007–2009 |
| Yan Wang | BOCI Asia Limited | 2007–2009 |