Tsz To Yip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz To Yip (葉旨濤), a licensed Representative with CE reference APD110. Currently licensed at 2 firm(s): China Galaxy International Futures (Hong Kong) Co., Limited, China Galaxy International Securities (Hong Kong) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 17.5 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-04-02 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-21 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-25 | 2010-06-24 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2008-03-25 | 2010-06-24 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-24 | 2010-06-24 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-15 | 2007-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz To Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.