Amit Bansal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amit Bansal, a licensed Responsible Officer with CE reference APB433. Currently licensed at 1 firm(s): Augment Wealth Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 17.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Augment Wealth Advisors Limited | RO | Type 4 - Advising on securities | 2021-01-13 | present |
| Augment Wealth Advisors Limited | RO | Type 5 - Advising on futures contracts | 2021-01-13 | present |
| Augment Wealth Advisors Limited | RO | Type 9 - Asset management | 2021-01-13 | present |
| Augment Wealth Advisors Limited | RO | Type 1 - Dealing in securities | 2021-01-13 | 2022-12-13 |
| Augment Wealth Advisors Limited | RO | Type 2 - Dealing in futures contracts | 2021-01-13 | 2022-12-13 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-12-05 | 2019-12-31 |
| Pharo Management (HK) Limited 發邏資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2015-05-18 | 2017-09-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-05-22 | 2015-02-11 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-22 | 2015-02-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-06-07 | 2008-02-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-06-07 | 2008-02-23 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Amit Bansal during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| On Wah Lau | Augment Wealth Advisors Limited | 2021–2023 |
| Lionel Kwok Cheong Pang | Pharo Management (HK) Limited | 2015–2017 |
| Kevin Haigeng Wang | Augment Wealth Advisors Limited | 2024–present |
| Jack Ngan Hang Lai | Pharo Management (HK) Limited | 2015–2017 |
| Dhawal Arvind Shah | Augment Wealth Advisors Limited | 2021–2022 |
| Chung Ki Yeung | Augment Wealth Advisors Limited | 2021–2023 |
| Ricky Shui Fai Ho | Augment Wealth Advisors Limited | 2021 |
| Christopher Hanlin Chan | Pharo Management (HK) Limited | 2017 |
| Siddhant Goenka | Augment Wealth Advisors Limited | 2021 |
| Chun Sing Lau | Augment Wealth Advisors Limited | 2021–2022 |
| Chung Hoi Chan | Pharo Management (HK) Limited | 2015 |
| Marcio Pacheco Ferreira | Pharo Management (HK) Limited | 2015 |