Ting Li
李婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Li (李婷), a licensed former licensee with CE reference AOX306. This person has 12.2 years of SFC licence history. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-01-14 | 2020-01-22 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 4 - Advising on securities | 2017-03-07 | 2020-01-22 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 - Dealing in securities | 2015-12-15 | 2020-01-22 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-12-15 | 2020-01-22 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 - Advising on securities | 2015-12-15 | 2020-01-22 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
RO | Type 9 - Asset management | 2015-12-15 | 2020-01-22 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 9 - Asset management | 2015-12-15 | 2020-01-22 |
| State Street Global Advisors Singapore Limited | RO | Type 4 - Advising on securities | 2013-01-04 | 2015-07-30 |
| State Street Global Advisors Singapore Limited | RO | Type 6 - Advising on corporate finance | 2013-01-04 | 2015-07-15 |
| State Street Global Advisors Singapore Limited | RO | Type 9 - Asset management | 2013-01-04 | 2015-07-30 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2012-01-19 | 2015-07-28 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-01-19 | 2015-07-28 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-01-19 | 2015-07-15 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-07-05 | 2015-07-28 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 - Asset management | 2010-07-05 | 2015-07-28 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-04 | 2010-07-05 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2007-07-04 | 2010-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ting Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.