Jing Li
李菁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing Li (李菁), a licensed Responsible Officer with CE reference AOV618. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 15.3 years of SFC licence history. Total licence records on file: 50.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2022-03-17 | present |
| UBS Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2022-03-17 | present |
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2018-08-14 | present |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2018-08-14 | present |
| UBS Securities Hong Kong Limited | RO | Type 7 - Providing automated trading services | 2018-08-14 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2017-12-18 | 2018-08-14 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-02-23 | 2018-08-14 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-02-23 | 2018-08-14 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-02-23 | 2022-03-17 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2017-02-23 | 2022-03-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-01-20 | 2017-02-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-01-20 | 2017-02-10 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-01-20 | 2017-02-10 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2017-01-20 | 2017-02-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-11-10 | 2016-11-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-11-10 | 2016-11-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-11-10 | 2016-11-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-11-10 | 2016-11-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-09-15 | 2016-09-23 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-09-15 | 2016-09-23 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-09-15 | 2016-09-23 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-09-15 | 2016-09-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-08-30 | 2016-09-02 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-08-30 | 2016-09-02 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-30 | 2016-09-02 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-30 | 2016-09-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-08-05 | 2016-08-12 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-08-05 | 2016-08-12 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-05 | 2016-08-12 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-05 | 2016-08-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-06-29 | 2016-07-05 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-06-29 | 2016-07-05 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-06-29 | 2016-07-05 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-06-29 | 2016-07-05 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-05-24 | 2016-05-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-05-24 | 2016-05-30 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-05-24 | 2016-05-30 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-05-24 | 2016-05-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-10 | 2016-03-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-03-10 | 2016-03-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-03-10 | 2016-03-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-03-10 | 2016-03-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-01-22 | 2016-01-29 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-01-22 | 2016-01-29 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-01-22 | 2016-01-29 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-01-22 | 2016-01-29 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2011-10-14 | 2012-12-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-05-08 | 2012-12-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-05-08 | 2012-12-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2007-05-08 | 2012-12-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jing Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.