Penny Tik Ho Cheung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Penny Tik Ho Cheung (張迪豪), a licensed Responsible Officer with CE reference AOM599. Currently licensed at 2 firm(s): Open Securities Limited, Open Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-05-08 | present |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-05-08 | present |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 - Advising on securities | 2025-05-08 | present |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 - Advising on securities | 2025-05-08 | present |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 - Asset management | 2025-05-08 | present |
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-16 | 2025-03-14 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-01-16 | 2025-03-14 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 9 - Asset management | 2024-01-16 | 2025-03-14 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-23 | 2024-01-01 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-11-23 | 2024-01-01 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 9 - Asset management | 2021-11-23 | 2024-01-01 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-04-26 | 2021-11-23 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-07 | 2021-11-23 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-07-24 | 2014-09-27 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-31 | 2014-09-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Penny Tik Ho Cheung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.