Nelson Siu Ming Lip

聶少明
CE No. AAB179 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Siu Ming Lip (聶少明), a licensed former licensee with CE reference AAB179. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Masterlink Securities (Hong Kong) Corporation Limited
元富證券(香港)有限公司
RO Type 4 — Advising on securities 2010-12-23 2025-04-23
Masterlink Securities (Hong Kong) Corporation Limited
元富證券(香港)有限公司
RO Type 1 — Dealing in securities present 2025-04-23
Masterlink Securities (Hong Kong) Corporation Limited
元富證券(香港)有限公司
RO Type 4 — Advising on securities present 2004-02-10
Masterlink Securities (Hong Kong) Corporation Limited
元富證券(香港)有限公司
RO Type 6 — Advising on corporate finance present 2004-02-10
Masterlink Securities (Hong Kong) Corporation Limited
元富證券(香港)有限公司
RO Type 9 — Asset management present 2004-02-10

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