Siwei Yu

余思維
CE No. AOI988 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siwei Yu (余思維), a licensed former licensee with CE reference AOI988. This person has 16.4 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2008-02-18 2023-10-27
Shenwan Hongyuan Asset Management (Asia) Limited
申萬宏源投資管理(亞洲)有限公司
Rep Type 9 - Asset management 2006-12-29 2007-08-27

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Siwei Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wai Wing Chak Shenwan Hongyuan Asset Management (Asia) Limited 2006–2007
Marianna Wai Ling Chu Shenwan Hongyuan Asset Management (Asia) Limited 2006–2007
Alfred Bing Chak Bong Lo Shenwan Hongyuan Asset Management (Asia) Limited 2006–2007
Yin Fong Chui Shenwan Hongyuan Asset Management (Asia) Limited 2006–2007
Chun Guo Shenwan Hongyuan Asset Management (Asia) Limited 2006–2007
Ting Wang Shenwan Hongyuan Asset Management (Asia) Limited 2006–2007
Theresa Dune Yee Lo Shenwan Hongyuan Asset Management (Asia) Limited 2007

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