Theresa Dune Yee Lo
羅端儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Theresa Dune Yee Lo (羅端儀), a licensed former licensee with CE reference ACI008. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 |
RO | Type 4 — Advising on securities | 2009-10-27 | 2012-05-15 |
| Taurus Associates Asset Management Limited 托利斯聯席基金管理有限公司 |
RO | Type 9 — Asset management | 2009-10-27 | 2012-05-15 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2007-07-30 | 2008-05-21 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-18 | 2008-05-21 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-23 | 2007-05-08 |