Maxime Nicolas Bruno Cordonnier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maxime Nicolas Bruno Cordonnier, a licensed former licensee with CE reference AOG766. This person has 9.1 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-07-22 | 2016-07-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-07-22 | 2016-07-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-07-22 | 2016-07-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-07-22 | 2015-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-07-22 | 2015-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-07-22 | 2015-06-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-09-19 | 2013-04-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-09-19 | 2013-04-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-19 | 2013-04-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-19 | 2013-04-18 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2011-06-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-06 | 2011-06-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2006-12-06 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-06 | 2011-06-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-12-06 | 2011-06-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2006-12-06 | 2011-06-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2006-12-06 | 2010-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Maxime Nicolas Bruno Cordonnier during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.