Raymond Maguire
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Maguire, a licensed former licensee with CE reference ANZ631. This person has 11.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-05-04 | 2020-03-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2012-09-04 | 2014-07-22 |
| Tufton Oceanic Far East Limited | RO | Type 1 - Dealing in securities | 2009-11-19 | 2012-06-30 |
| Tufton Oceanic Far East Limited | RO | Type 4 - Advising on securities | 2009-11-19 | 2012-06-30 |
| Tufton Oceanic Far East Limited | RO | Type 9 - Asset management | 2009-11-19 | 2012-06-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-09-29 | 2008-10-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-09-29 | 2008-10-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2006-09-29 | 2008-10-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-09-29 | 2008-10-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Maguire during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.