Kin Tak Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Tak Au (區建德), a licensed Responsible Officer with CE reference ANQ975. Currently licensed at 2 firm(s): Jakota Asset Management Limited, Jakota Securities Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 9 - Asset management | 2025-03-14 | present |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-03 | present |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
RO | Type 4 - Advising on securities | 2017-11-03 | present |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-09 | 2017-11-03 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-02 | 2017-11-03 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-29 | 2015-03-27 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-12-29 | 2015-03-27 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-19 | 2015-03-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-14 | 2014-06-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-21 | 2014-06-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-21 | 2014-06-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-05 | 2009-01-13 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-05 | 2009-01-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Tak Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.