Sum Yi Chan
陳心怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Yi Chan (陳心怡), a licensed former licensee with CE reference BJL716. This person has 5.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-17 | 2023-07-30 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-17 | 2023-07-30 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-25 | 2023-05-16 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-25 | 2023-05-16 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-04 | 2018-01-19 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-08 | 2018-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sum Yi Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.