Tong Li

李彤
CE No. ANQ787 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tong Li (李彤), a licensed former licensee with CE reference ANQ787. This person has 17.5 years of SFC licence history. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
BOCI Asia Limited
中銀國際亞洲有限公司
RO Type 1 - Dealing in securities 2021-06-02 2024-01-19
BOCI Securities Limited
中銀國際證券有限公司
RO Type 1 - Dealing in securities 2021-06-02 2024-01-19
BOCI Commodities & Futures Limited
中銀國際期貨有限公司
RO Type 2 - Dealing in futures contracts 2021-06-02 2024-01-19
BOCI Securities Limited
中銀國際證券有限公司
RO Type 2 - Dealing in futures contracts 2021-06-02 2024-01-19
BOCI Research Limited
中銀國際研究有限公司
RO Type 4 - Advising on securities 2021-06-02 2024-01-19
BOCI Securities Limited
中銀國際證券有限公司
RO Type 4 - Advising on securities 2021-06-02 2024-01-19
BOCI Commodities & Futures Limited
中銀國際期貨有限公司
RO Type 5 - Advising on futures contracts 2021-06-02 2024-01-19
BOCI Securities Limited
中銀國際證券有限公司
RO Type 5 - Advising on futures contracts 2021-06-02 2024-01-19
BOCI Asia Limited
中銀國際亞洲有限公司
RO Type 6 - Advising on corporate finance 2021-06-02 2024-01-19
BOCI Asia Limited
中銀國際亞洲有限公司
Rep Type 1 - Dealing in securities 2006-07-17 2021-06-02
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 - Dealing in securities 2006-07-17 2021-06-02
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 - Advising on securities 2006-07-17 2021-06-02
BOCI Asia Limited
中銀國際亞洲有限公司
Rep Type 6 - Advising on corporate finance 2006-07-17 2021-06-02

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