Chun Sing Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Sing Lau (劉振聲), a licensed Responsible Officer with CE reference ANQ367. Currently licensed at 2 firm(s): Bright Moon Securities Limited, Bright Moon Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.9 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Moon Securities Limited 銘皓證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-01-29 | present |
| Bright Moon Capital Limited 銘皓資本有限公司 |
RO | Type 4 - Advising on securities | 2026-01-29 | present |
| Bright Moon Capital Limited 銘皓資本有限公司 |
RO | Type 9 - Asset management | 2026-01-29 | present |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-29 | 2025-12-15 |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-12-29 | 2025-12-15 |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 9 - Asset management | 2021-12-29 | 2025-12-15 |
| WinSmart Investment Management Limited 盈智投資管理有限公司 |
RO | Type 9 - Asset management | 2021-05-12 | 2021-09-30 |
| Carrington Asset Management Limited | RO | Type 4 - Advising on securities | 2021-04-20 | 2021-04-30 |
| Carrington Asset Management Limited | RO | Type 9 - Asset management | 2019-04-18 | 2021-04-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-05 | 2014-04-10 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-02 | 2014-02-18 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 9 - Asset management | 2014-01-02 | 2014-02-18 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-16 | 2013-11-30 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-04 | 2013-11-30 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-20 | 2013-11-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-06 | 2011-07-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-06 | 2011-07-06 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-29 | 2011-03-09 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-29 | 2011-03-09 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-14 | 2009-05-15 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-14 | 2009-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Sing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.